Investment Company and. Variable Contracts Products Principals (Series 26) Practice Exam

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Prepare for the Investment Company and Variable Contracts Products Principals Exam with our interactive quiz. Master key concepts with multiple choice questions designed to enhance your understanding and boost your confidence for the Series 26.

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What is the filing requirement timeframe for a final filmed version of a television or video advertisement after a draft has been filed?

5 business days
7 business days
10 business days
15 business days

The correct answer is: 10 business days

The filing requirement for a final filmed version of a television or video advertisement is set at 10 business days after a draft has been filed. This timeframe is important because it allows for a thorough review process by regulatory authorities to ensure that the advertisement complies with applicable standards and regulations. The 10-business-day rule strikes a balance between allowing enough time for any necessary edits and revisions while ensuring that the advertisement is not unduly delayed in reaching the market. This requirement is part of the regulatory framework that governs advertising in the financial services industry, helping to maintain transparency and protect consumers from misleading or false representations in promotional materials.